涉及的语句为
RC模式下
update根据主键更新和insert
其实这样的问题在RC模式下，要么是简单update问题，要么是insert造成的主键和唯一键检查唯一性时出现问题。
下面以主键问题为列子进行分析一下可能出现的情况。

update where条件更新为主键，锁结构出现在单行主键上，辅助索引包含隐含锁结构，当前读RC非唯一索引模式没有GAP锁，
insert 插入印象锁，主键和辅助索引上会出现隐含锁结构，

但是在RC模式下没有GAP所以插入印象锁一般不会成为问题


表结构：
+---------+-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| Table| Create Table |
+---------+-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+
| testlll | CREATE TABLE `testlll` (
`id` int(11) NOT NULL AUTO_INCREMENT,
`name` varchar(20) DEFAULT NULL,
PRIMARY KEY (`id`)
) ENGINE=InnoDB AUTO_INCREMENT=24 DEFAULT CHARSET=latin1 |
+---------+-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------+


情况1
insert
update


TX1： TX2：
insert into testlll(name) values('gaopeng');
insert into testlll(name) values('gaopeng');
update testlll set name='gaopeng1' where id=25;(堵塞)
update testlll set name='gaopeng1' where id=24;(堵塞)

死锁

锁结构：

点击(此处)折叠或打开

---TRANSACTION 322809, ACTIVE 30 sec starting index read

mysql tables in use 1, locked 1

3 lock struct(s), heap size 1160, 2 row lock(s), undo log entries 1

MySQL thread id 3, OS thread handle 140734663714560, query id 409 localhost root updating

update testlll set name='gaopeng1' where id=24

---lock strcut(1):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

TABLE LOCK table `test`.`testlll` trx id 322809 lock mode IX

---lock strcut(2):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 322809 lock_mode X(LOCK_X) locks rec but not gap(LOCK_REC_NOT_GAP)

Record lock, heap no 25 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 80000019; asc ;;

1: len 6; hex 00000004ecf9; asc ;;

2: len 7; hex f0000001f90110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

---lock strcut(3):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 322809 lock_mode X(LOCK_X) locks rec but not gap(LOCK_REC_NOT_GAP) waiting(LOCK_WAIT)

Record lock, heap no 20 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 80000018; asc ;;

1: len 6; hex 00000004ecf8; asc ;;

2: len 7; hex ef000001f80110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

---TRANSACTION 322808, ACTIVE 43 sec starting index read

mysql tables in use 1, locked 1

LOCK WAIT 3 lock struct(s), heap size 1160, 2 row lock(s), undo log entries 1

MySQL thread id 2, OS thread handle 140734663980800, query id 408 localhost root updating

update testlll set name='gaopeng1' where id=25

------- TRX HAS BEEN WAITING 5 SEC FOR THIS LOCK TO BE GRANTED:

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 322808 lock_mode X(LOCK_X) locks rec but not gap(LOCK_REC_NOT_GAP) waiting(LOCK_WAIT)

Record lock, heap no 25 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 80000019; asc ;;

1: len 6; hex 00000004ecf9; asc ;;

2: len 7; hex f0000001f90110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

------------------

---lock strcut(1):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

TABLE LOCK table `test`.`testlll` trx id 322808 lock mode IX

---lock strcut(2):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 322808 lock_mode X(LOCK_X) locks rec but not gap(LOCK_REC_NOT_GAP) waiting(LOCK_WAIT)

Record lock, heap no 25 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 80000019; asc ;;

1: len 6; hex 00000004ecf9; asc ;;

2: len 7; hex f0000001f90110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

---lock strcut(3):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 322808 lock_mode X(LOCK_X) locks rec but not gap(LOCK_REC_NOT_GAP)

Record lock, heap no 20 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 80000018; asc ;;

1: len 6; hex 00000004ecf8; asc ;;

2: len 7; hex ef000001f80110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

情况2
update
update

TX1：TX2：
update testlll set name='gaopeng1' where id=22;
update testlll set name='gaopeng1' where id=25;
update testlll set name='gaopeng1' where id=25;(堵塞)
update testlll set name='gaopeng1' where id=22;(堵塞)
死锁


这种情况比较简单不打印出锁结构


情况3
insert
insert


TX1： TX2:
insert into testlll values(26,'gaopeng');
insert into testlll values(27,'gaopeng');
nsert into testlll values(27,'gaopeng');(堵塞)
insert into testlll values(26,'gaopeng');(堵塞)


死锁

锁结构:

点击(此处)折叠或打开

---TRANSACTION 422212176315800, not started

0 lock struct(s), heap size 1160, 0 row lock(s)

---TRANSACTION 323284, ACTIVE 10 sec inserting

mysql tables in use 1, locked 1

3 lock struct(s), heap size 1160, 2 row lock(s), undo log entries 1

MySQL thread id 2, OS thread handle 140734663980800, query id 369 localhost root update

insert into testlll values(26,'gaopeng')

---lock strcut(1):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

TABLE LOCK table `test`.`testlll` trx id 323284 lock mode IX

---lock strcut(2):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 323284 lock_mode X(LOCK_X) locks rec but not gap(LOCK_REC_NOT_GAP)

Record lock, heap no 27 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 8000001b; asc ;;

1: len 6; hex 00000004eed4; asc ;;

2: len 7; hex d3000002a10110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

---lock strcut(3):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 323284 lock mode S(LOCK_S) locks rec but not gap(LOCK_REC_NOT_GAP) waiting(LOCK_WAIT)

Record lock, heap no 26 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 8000001a; asc ;;

1: len 6; hex 00000004eed3; asc ;;

2: len 7; hex d2000002330110; asc 3 ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

---TRANSACTION 323283, ACTIVE 14 sec inserting

mysql tables in use 1, locked 1

LOCK WAIT 3 lock struct(s), heap size 1160, 2 row lock(s), undo log entries 1

MySQL thread id 3, OS thread handle 140734663714560, query id 368 localhost root update

insert into testlll values(27,'gaopeng')

------- TRX HAS BEEN WAITING 5 SEC FOR THIS LOCK TO BE GRANTED:

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 323283 lock mode S(LOCK_S) locks rec but not gap(LOCK_REC_NOT_GAP) waiting(LOCK_WAIT)

Record lock, heap no 27 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 8000001b; asc ;;

1: len 6; hex 00000004eed4; asc ;;

2: len 7; hex d3000002a10110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

------------------

---lock strcut(1):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

TABLE LOCK table `test`.`testlll` trx id 323283 lock mode IX

---lock strcut(2):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 323283 lock mode S(LOCK_S) locks rec but not gap(LOCK_REC_NOT_GAP) waiting(LOCK_WAIT)

Record lock, heap no 27 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 8000001b; asc ;;

1: len 6; hex 00000004eed4; asc ;;

2: len 7; hex d3000002a10110; asc ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;

---lock strcut(3):(Add by gaopeng) In modify Version I force check all REC_LOCK/TAB_LOCK for this Trx

RECORD LOCKS space id 434 page no 3 n bits 96 index PRIMARY of table `test`.`testlll` trx id 323283 lock_mode X(LOCK_X) locks rec but not gap(LOCK_REC_NOT_GAP)

Record lock, heap no 26 PHYSICAL RECORD: n_fields 4; compact format; info bits 0

0: len 4; hex 8000001a; asc ;;

1: len 6; hex 00000004eed3; asc ;;

2: len 7; hex d2000002330110; asc 3 ;;

3: len 7; hex 67616f70656e67; asc gaopeng;;